Multifamily Accelerated Processing (MAP) Guide, HUD Handbook 4430.G REV-3 (2020 MAP Guide), Appendix 4 (Application Processing Documents)
HUD / FHA Multifamily · HUD's Multifamily Accelerated Processing (MAP) Guide, Handbook 4430.G REV-3 (the 2020 MAP Guide), Appendix 4. It is not the Single Family Housing Policy Handbook 4000.1. Effective 2021-03-18.
Multifamily Accelerated Processing (MAP) Guide, HUD Handbook 4430.G REV-3 (2020 MAP Guide), Appendix 4 (Application Processing Documents). Full verbatim text of the appendix, cut at the Guide's own section bookmarks and substring-verified against snapshot 783cba41d40f3768.
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Verbatim provisions from Multifamily Accelerated Processing (MAP) Guide, HUD Handbook 4430.G REV-3 (2020 MAP Guide), Appendix 4 (Application Processing Documents) — each quote is a verified substring of the regulator-published source snapshot, not retyped. Quoted for reference; this is not legal advice. The operational layer (P&P updates, prompts) lives in the regulation update kits.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.1 General Application Submission Instructions — A.4.1.1 Application Submission Instructions
Appendix 4 Application Processing Documents A. Appendix 4 provides application checklists and submission protocols for FHA multifamily mortgage insurance program (excluding Risk Share programs) applications and concept meetings. Appendix 4 also provides a sample MAP Invitation Letter, Firm Commitment templates, and instructions for requesting an FHA Project Number and paying Multifamily program fees on the Pay.gov website. A.4.1 General Application Submission Instructions A.4.1.1 Application Submission Instructions A. HUD is currently developing an online portal that will soon be used for electronic submissions of applications and other documents to HUD. A Mortgagee Letter with details and revised application submission instructions will be issued when the portal is ready for implementation. Until then, the instructions in Appendix 4 should be followed. B. All pre-applications and Firm Commitment applications submitted under Multifamily Accelerated Processing (MAP) or Traditional Application Processing (TAP) must follow the below submission protocol: 1. One electronic copy on a removable USB flash drive (encrypted, if possible) must first be submitted via mail to the appropriate HUD Office C. Once the application has been screened for completeness, accepted into processing, and assigned to a HUD Underwriter, the HUD Office will provide instructions for mailing the following supplemental hard copies: 1. One complete original 2. One additional hard copy with a separately-bound mortgage credit package
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.1 General Application Submission Instructions — A.4.1.2 Application Exhibit Checklists
A.4.1.2 Application Exhibit Checklists A. All MAP and TAP applications under Section 223(f), 223(a)(7), and the New Construction/Substantial Rehabilitation programs must use the applicable application exhibit checklist below. A.4.1.2.1 Instructions for Using the Checklists A. Please indicate whether each application exhibit is included in the application or not applicable (N/A) by placing a checkmark in the appropriate column. If the N/A column is grayed-out, that exhibit is required for applications under that program and phase and must be submitted. For exhibits specified as N/A by the Lender, please also place a filler page labeled “N/A” in that tab in the original and hard copy of the application. A.4.1.2.2 Tabs and File Names A. The original and hard copy of the application should be tabbed according to the tab numbering protocol on the applicable checklist below. The electronic copy should also be organized with a folder structure matching the tab numbering system. B. Create as many additional Section 5: Mortgage Credit folders as needed for Principals, the General Contractor, and/or Management Agent, and include the entity’s or individual’s name in the folder name. C. Electronic files for each exhibit should be named according to the file naming convention specified in the checklist (see the “File Name” column). If additional files must be included, please follow the guidelines below for file names: 1. Use no more than 40 characters; 2. Avoid using special characters (e.g., \ / : * ? " < > | # { } % ~ &); 3. Avoid using spaces; use an underscore (“_”) or hyphen (“-“) instead; 4. Avoid adding the FHA # to the file name, as it only adds characters. D. For example: Instead of “Tab 1-2.A. HUD-92013-A Lender’s Underwriter’s Narrative 171-22000” (65 characters), use “1-2A_LndrNarr” (only 13 characters). E. See below in each section for screenshots of the checklist. Microsoft Excel versions of the below application checklists can be downloaded at: https://www.hud.gov/program_offices/administration/hudclips/guidebooks/hsg-GB4430.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.1 General Application Submission Instructions — A.4.1.3 Concept Meeting Checklists
A.4.1.3 Concept Meeting Checklists A. Concept Meetings are discussed in Chapter 4. If a Concept Meeting is required or requested, use the below Concept Meeting Checklists and follow the HUD Office’s instructions for submitting the required Concept Meeting exhibits.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.2 Section 223(f) Refinance/Acquisition Checklists — A.4.2.1 Concept Meetings
A.4.2 Section 223(f) Refinance/Acquisition Checklists A.4.2.1 Concept Meetings A. The following information/exhibits must be included in all Section 223(f) Concept Meeting packages: 1. HUD-92013 “Application for Multifamily Housing Project”, completed to the extent possible; 2. Project name and address; 3. Number of units (market-rate and affordable); 4. Section of the Act and activity (refinance or acquisition); 5. Projected mortgage amount; 6. Mortgage term and estimated remaining economic life; 7. Basic information on developer and principals; 8. Management company; 9. Previous HUD experience; 10. Geographic location with map; 11. Photographs of the subject and immediate surroundings; 12. Actual and effective property age, class; 13. Physical condition (CNA e-Tool not required at this point); 14. Prior/proposed renovations (per unit cost); 15. Discuss eligibility for Section 223(f) versus substantial rehabilitation; 16. Amenities; 17. Existing debt/cash out; 18. Current occupancy (physical/economic); 19. Income and expenses; 20. Green/sustainability issues; 21. General market conditions, competitive properties and comparable; 22. Environmental issues; 23. Actual/potential risks and mitigating factors; 24. Any anticipated waiver requests.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.2 Section 223(f) Refinance/Acquisition Checklists — A.4.2.2 Firm Applications
A.4.2.2 Firm Applications A. The following checklist should be used for all Section 223(f) Firm Applications: Project Name: FHA Project #: Section 223(f) Refinance/Acquisition Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A Section 1: Underwriting 1-1. A. Application Fee Pay.gov Receipt PayGov ☐ B. Transmittal Letter TrsLtr ☐ C. Completed Application Exhibit Checklist Chklst ☐ 1-2. A. HUD-92013-A Lender’s Underwriter’s Narrative LndrNarr ☐ B. Lender Due Diligence Certification LndrCert ☐ C. Lender’s Certification Regarding Lobbying (24 CFR Part 87 Appendix A), and Disclosure Form (Appendix B), if applicable. LndrByrdCert ☐ D. Lender Identity-of-Interest Disclosure IOIDiscl ☐ E. HUD-92013-C FHA Summary Report (Excel) FHARpt ☐ 1.3. Lender’s Underwriting HUD Forms Section 223(f) Refinance/Acquisition Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A A. HUD-92013 Application for Multifamily Housing Project 92013 ☐ B. HUD-92013-D Reduced MIP Certification 92013D ☐ ☐ C. HUD-92264 Multifamily Summary Appraisal Report (Lender’s version) Lndr92264 ☐ D. HUD-92264-A Supplement to Project Analysis 92264A ☐ 1. List of Borrower’s Other Fees OtherFee ☐ ☐ 1-4. Waiver Requests A. HUD-2 Request for Waiver HUD2 ☐ ☐ B. Supporting Documentation HUD2Doc ☐ ☐ 1-5. Miscellaneous/Other Underwriting Documents MiscUW ☐ ☐ Section 2: Third Party Reports 2-1. Appraisal Report with Supporting Forms (HUD-92273 & 92274) (Appraiser’s version) Appraisal ☐ A. Hud-92264-T Rent Estimates for Low/Moderate Income Units, if applicable 99264T ☐ ☐ 2-2. Market Study, if required MktRpt ☐ ☐ 2-3. Environment Review A. HUD Environmental Review Online System (HEROS) Submission Confirmation Email HEROS ☐ B. Phase I Environmental Site Assessment (ESA) PhaseI ☐ C. Phase II ESA, if applicable PhaseII ☐ ☐ 2-4. Capital Needs Assessment (CNA) A. CNA e-Tool Submission Confirmation E-Mail eTool ☐ B. Plans and Specifications, if required PlanSpec ☐ ☐ C. Relocation Plan, if applicable ReloPlan ☐ ☐ 2-5. Specialty Reports, if any SpclRpts ☐ ☐ Section 3: Management Agent 3-1. Organizational Chart (only if Identity-of-Interest) MgmtOrgCht ☐ ☐ 3-2. HUD Management Forms A. Resume of Management Agent including Schedule of Managed Properties MgmtRes ☐ B. HUD-9832 Management Entity Profile 9832 ☐ C. HUD-9839-A, B, or C Certification 9839 ☐ D. Management Plan and Sample Lease MgmtPln ☐ E. Management Agreement MgmtAgmt ☐ F. Evidence of Fidelity Bond Insurance FidelityIns ☐ 3-3. Miscellaneous/Other Management Documents MiscMgmt ☐ ☐ Section 4: Property Documents 4-1. A. If Refinance: 1. Certification of Outstanding Obligations/Existing Indebtedness CertOutOb ☐ ☐ 2. Pay-Off Statement for each Obligation PayOffStmt ☐ ☐ 3. HUD-9807 Prepayment Authorization, if applicable 9807 ☐ ☐ B. If Acquisition 1. Purchase & Sale Agreement with Amendments and Extensions SaleCtrt ☐ ☐ 2. Last Arm’s Length Certification LALStmt ☐ ☐ Section 223(f) Refinance/Acquisition Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A 4-2. Title & Survey A. Preliminary Title Report Title ☐ B. Easement and Maintenance Agreements (Existing and Proposed) EaseMainAgt ☐ ☐ C. ALTA/ACSM Land Title Survey Survey ☐ D. HUD-91073M Surveyor’s Report SurvRpt ☐ E. Location Maps and Photographs MapPhoto ☐ 4-3. Evidence of Site Control (e.g. Deed, Lease) SiteCtrl ☐ 4-4. Evidence of Zoning Compliance Zoning ☐ 4-5. Certificate of Occupancy or Final Inspection Report COO ☐ 4-6. Current Certified Rent Roll RentRoll ☐ 4-7. Miscellaneous property documents, as applicable A. Section 8 HAP Contract and Rent Schedule HAP ☐ ☐ B. Evidence of Real Estate Tax Abatement/Exemption TaxAbtExp ☐ ☐ C. Commercial Lease(s) CmlLse ☐ ☐ D. Master Lease MstLease ☐ ☐ E. Report from Official if Private Water/Sewer WrtSwr ☐ ☐ F. Other property documents MiscProp ☐ ☐ Section 5: Mortgage Credit (separately bound) MC Folder 1 – Borrower 5-1. Organizational Chart OrgCht ☐ A. List of Principals Principal ☐ B. Resumes Resume ☐ 5-2. Organizational Documents (provide Draft if LIHTC) A. Articles of Incorporation/Organization, Partnership Agreement, or Operating Agreement OrgDocs ☐ 5-3. Previous Participation Certification A. Active Partners Performance System (APPS) Submission or Form HUD-2530 APPS ☐ 5-4. Credit Report A. Credit Report CrdtRpt ☐ B. HUD-92013-Supp Supplement to Application 92013S ☐ C. Verification of EIN/SSN EIN ☐ D. Verification of Cash to Close VOD ☐ ☐ 5-5. Property Financial Statements A. Audited/Certified Financial Statement (past 3 years) FinSmt ☐ B. Certified YTD Financial Statement, if required FinSmtYTD ☐ ☐ C. CPA Review of most recent unaudited Financial Statements, if required CPARvw ☐ ☐ 5-6. HUD-91070M Consolidated Borrower Certifications ConsolCert ☐ 5-7. Other Funding Sources (Grants/Loans/Tax Credits), if applicable A. Commitment Letter(s) CmLtr ☐ ☐ B. Tax Credit Equity Pay-In Schedule TCEqSch ☐ ☐ C. Executed Tax Credit Reservation Letter TCRes ☐ ☐ D. Source and Uses Statement SUStmt ☐ ☐ E. HUD-2880 Applicant/Recipient Disclosure Report 2880 ☐ ☐ Section 223(f) Refinance/Acquisition Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A F. Bridge Loan Agreement(s) Bridge ☐ ☐ G. Subsidy Layering Review, if required SLR ☐ ☐ 5-8. Miscellaneous/Other mortgage credit documents MicsMC ☐ ☐ MC Folder 2 (create as many as needed) – Principal, GC, or Management Agent 5-1. Organizational Chart OrgCht ☐ ☐ A. List of Principals Princpl ☐ ☐ B. Resumes Resume ☐ ☐ 5-2. Organizational Documents A. Articles of Incorporation/Organization, Partnership Agreement, or Operating Agreement OrgDocs ☐ ☐ 5-3. Previous Participation Certification A. Active Partners Performance System (APPS) Submission or Form HUD-2530 APPS ☐ ☐ 5-4. Credit Reports A. Credit Report CrdtRpt ☐ ☐ B. HUD-922013-Supp Supplement to Application 92013S ☐ ☐ C. Verification of EIN/SNN EIN ☐ ☐ 5-5. Financial Statements A. Audited/Certified (or CPA-Reviewed, if unaudited) Financial Statement (most recent full year) or HUD-92417 for individuals FinSmt ☐ ☐ B. Certified YTD Financial Statement, if required FinSMtYTD ☐ ☐ C. REO Schedule & Schedule of Mortgage Debt REODebt ☐ ☐ D. Other Business Concerns BusCncrns ☐ ☐ 5-6. Miscellaneous/Other mortgage credit documents MicsMC ☐ ☐
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.3 Section 223(a)(7) Refinance Checklists — A.4.3.1 Concept Meetings
A.4.3 Section 223(a)(7) Refinance Checklists A.4.3.1 Concept Meetings A. Concept Meetings are generally not necessary for 223(a)(7) applications. See Chapter 4 for more details, and contact the HUD Office with questions.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.3 Section 223(a)(7) Refinance Checklists — A.4.3.2 Firm Applications
A.4.3.2 Firm Applications A. The following checklist should be used for all Section 223(a)(7) Firm Applications: Project Name: FHA Project #: Section 223(a)(7) Refinance Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A Section 1: Underwriting 1-1. A. Application Fee Pay.gov Receipt PayGov ☐ B. Transmittal Letter TrsLtr ☐ C. Completed Application Exhibit Checklist Chklst ☐ 1-2. A. Lender’s Underwriter’s Narrative Summary LndrNarr ☐ B. Lender Due Diligence Certification LndrCert ☐ C. Lender’s Certification Regarding Lobbying (24 CFR Part 87 Appendix A), and Disclosure Form (Appendix B), if applicable. LndrByrdCert ☐ D. Lender Identity-of-Interest Disclosure IOIDiscl ☐ E. Completed Project Analysis (Excel) FHARpt ☐ 1.3. Lender’s Underwriting HUD Forms A. HUD-92013 Application for Multifamily Housing Project 92013 ☐ B. HUD-92013-D Reduced MIP Certification 92013D ☐ ☐ 1-4. Waiver Requests A. HUD-2 Request for Waiver HUD2 ☐ ☐ B. Supporting Documentation HUD2Doc ☐ ☐ 1-5. Miscellaneous/Other Underwriting Documents MiscUW ☐ ☐ Section 2: Third Party Reports 2-1. Capital Needs Assessment (CNA) A. CNA e-Tool Submission Confirmation E-Mail eTool ☐ 2-2. Specialty Reports, if any (i.e., LBP) SpclRpts ☐ ☐ Section 3: Management Agent 3-1. Required Management exhibits, if new Management Agent MiscMgmt ☐ ☐ Section 4: Property Documents 4-1. Existing Indebtedness A. Certification of Outstanding Obligations/Existing Indebtedness CertOutOb ☐ B. Pay-Off Statement for each Obligation 9807 ☐ C. HUD-9807 Prepayment Authorization, if applicable PayOffStmt ☐ ☐ D. Current HUD-94001M Note MtgNote E. Certified Statement of Escrow Balances EscrwBal ☐ Section 223(a)(7) Refinance Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A 4-2. Title & Survey A. Current Tile Report Title ☐ B. Easement and Maintenance EaseMainAgt ☐ ☐ C. Survey Affidavit, if appliable SurvAfdv ☐ ☐ D. ALTA/ACSM Land Title Survey, if required Survey ☐ ☐ E. HUD-91073M Surveyors Report, if required SurvRpt ☐ ☐ 4-3. A. Current and Prior Certified Rent Rolls (last 6 months) RentRoll ☐ B. Occupancy History, by Quarter (last 3 years) OcpyHstry ☐ 4-4. Miscellaneous property documents, as applicable A. Section 8 HAP Contract and Rent Schedule HAP ☐ ☐ B. Evidence of Real Estate Tax Abatement/Exemption TaxAbtExp ☐ ☐ C. Commercial Lease(s) CmlLse ☐ ☐ D. Other property documents MiscProp ☐ ☐ Section 5: Mortgage Credit (separately bound) 5-1. Identification of Principals for Regulatory Agreement Section 50 provision Sec50Reg ☐ 5-2. HUD-92013-Supp Supplement to Application 92013S ☐ 5-3. Property Financial Statements A. Audited/Certified Financial Statements (past 3 years) FinSmt ☐ B. Certified YTD Financial Statement, if required FinSmtYTD ☐ ☐ 5-4. HUD-91070M Consolidated Borrower Certifications ConsolCert ☐ 5-5. Required MC exhibits, if new Principal(s) MiscMC ☐ ☐
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.4 Sections 221(d)(4), 220, 231, and 241(a) Checklists — A.4.4.1 Concept Meetings
A.4.4 Sections 221(d)(4), 220, 231, and 241(a) Checklists A.4.4.1 Concept Meetings The following information/exhibits must be included in Concept Meeting packages for all New Construction or Substantial Rehabilitation proposals: 1. Form HUD-92013 “Application for Multifamily Housing Project”, completed to the extent possible; 2. Project name and address; 3. Number of units (market-rate and affordable); 4. Section of the Act and activity (new construction or substantial rehabilitation); 5. Projected mortgage amount; 6. Mortgage term; 7. Basic information on developer and principals; 8. Management company; 9. General contractor; 10. Previous HUD experience; 11. Geographic location with map; 12. Photographs of the subject and immediate surroundings; 13. Site improvements (existing/proposed); 14. Commercial component – discuss potential tenants; 15. Amenities; 16. Community/city/state support; 17. Green/sustainability issues; 18. Development status (e.g., have any permits/approvals been obtained?); 19. General market conditions, competitive properties, and comparable; 20. Environmental issues; 21. Actual/potential risks and mitigating factors; 22. Any anticipated waiver requests.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.4 Sections 221(d)(4), 220, 231, and 241(a) Checklists — A.4.4.2 Pre-Applications
A.4.4.2 Pre-Applications A. The following checklist should be used for all New Construction or Substantial Rehabilitation: Project Name: FHA Project #: New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Pre-Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A Section 1: Underwriting 1-1. A. Application Fee Pay.gov Receipt PayGov ☐ B. Transmittal Letter TrsLtr ☐ C. Completed Application Exhibit Checklist Chklst ☐ 1-2. A. HUD-92013-A Lender’s Underwriter’s Narrative LndrNarr ☐ B. Lender Due Diligence Certification LndrCert ☐ C. Lender’s Certification Regarding Lobbying (24 CFR Part 87 Appendix A), and Disclosure Form (Appendix B), if applicable. LndrByrdCert ☐ D. Lender Identity-of-Interest Disclosure IOIDiscl ☐ E. HUD-92013-C FHA Summary Report (Excel) FHARpt ☐ 1.3. Lender’s Underwriting HUD Forms A. HUD-92013 Application for Multifamily Housing Project 92013 ☐ B. HUD-92013-D Reduced MIP Certification 92013D ☐ ☐ C. HUD-92264 Multifamily Summary Appraisal Report (Lender’s version) Lndr92264 ☐ ☐ 1. Operating Deficit Calculation IODCalc ☐ ☐ New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Pre-Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A 2. List of Borrower’s Other Fees OtherFee ☐ ☐ 3. List of Contractor’s Other Fees GCOtherFee ☐ ☐ D. HUD-92264-A Supplement to Project Analysis 92264A ☐ ☐ 1-4. Waiver Requests A. HUD-2 Request for Waiver HUD2 ☐ ☐ B. Supporting Documentation HUD2Doc ☐ ☐ C. If Section 220, evidence of eligibility 220Elig ☐ ☐ 1-5. Miscellaneous/Other Underwriting Documents MiscUW ☐ ☐ Section 2: Third Party Reports 2-1. Appraisal Report with Supporting Forms (HUD-92273 & 92274) (Appraiser’s version) Appraisal ☐ A. Hud-92264-T Rent Estimates for Low/Moderate Income Units, if applicable 99264T ☐ ☐ 2-2. Market Study MktRpt ☐ ☐ 2-3. Environment Review A. HUD Environmental Review Online System (HEROS) Submission Confirmation Email HEROS ☐ B. Phase I Environmental Site Assessment (ESA) PhaseI ☐ C. Phase II ESA, if applicable PhaseII ☐ ☐ 2-4. Capital Needs Assessment (CNA) A. CNA e-Tool Submission Confirmation E-Mail eTool ☐ ☐ B. Relocation Plan, if applicable ReloPlan ☐ ☐ 2-5. Architectural & Cost Analysis Report ArchCostRpt ☐ ☐ 2-6. Engineer or Specialty Reports, if any SpclRpts ☐ ☐ Section 3: Management Agent 3-1. Organizational Chart (only if Identity-of-Interest) MgmtOrgCht ☐ ☐ 3-2. HUD Management Forms A. Resume of Management Agent including Schedule of Managed Properties MgmtRes ☐ ☐ B. HUD-9832 Management Entity Profile 9832 ☐ ☐ C. HUD-9839-A, B, or C Certification 9839 ☐ ☐ D. Management Plan and Sample Lease MgmtPln ☐ ☐ E. Management Agreement MgmtAgmt ☐ ☐ F. Evidence of Fidelity Bond Insurance FidelityIns ☐ ☐ G. HUD-935.2A Affirmative Fair Housing Marketing Plan (AFHMP) AFHMP ☐ ☐ 3-3. Miscellaneous/Other Management Documents MiscMgmt ☐ ☐ Section 4: Property Documents 4-1. A. If Refinance: 1. Purchase & Sale Agreement with Amendments and Extensions SaleCtrt ☐ ☐ B. If Purchased in the last 3 years 1. Purchase Contract or Settlement Statement RecntPrch ☐ ☐ 2. Last Arm’s Length Certification LALStmt ☐ ☐ C. Certification of Outstanding Obligations/Existing Indebtedness CertOutOb ☐ ☐ 4-2. Title & Survey New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Pre-Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A A. Preliminary Tile Report Title ☐ ☐ B. Easement and Maintenance Agreements (Existing and Proposed) EaseMainAgt ☐ ☐ C. ALTA/ACSM Land Title Survey Survey ☐ ☐ D. HUD-91073M Surveyor’s Report SurvRpt ☐ ☐ E. Location Maps and Photographs MapPhoto ☐ 4-3. Evidence of Site Control (e.g. Deed, Lease) SiteCtrl ☐ 4-4. Evidence of Zoning Compliance Zoning ☐ ☐ 4-5. Multiple Services and Utility Assurance Letters (if New Construction) A. Electricity Electric ☐ ☐ B. Natural Gas or Oil Gas ☐ ☐ C. Telephone Phone ☐ ☐ D. Cable Television Cable ☐ ☐ E. Internet Internet ☐ ☐ F. Water and Sewer Service, or Report from Official if Private Water/Sewer WtrSwr ☐ ☐ G. Garbage Collection Trash ☐ ☐ H. Storm Sewer StormSwr ☐ ☐ 4-6. Miscellaneous property documents, as applicable A. Section 8 HAP Contract and Rent Schedule HAP ☐ ☐ B. Evidence of Real Estate Tax Abatement/Exemption TaxAbtExp ☐ ☐ C. Commercial Lease(s) CmlLse ☐ ☐ D. Master Lease MstLease ☐ ☐ E. Other property documents MiscProp ☐ ☐ Section 5: Mortgage Credit (separately bound) MC Folder 1 – Borrower 5-1. Organizational Chart OrgCht ☐ ☐ A. List of Principals Principal ☐ ☐ B. Resumes Resume ☐ ☐ 5-2. Organizational Documents (provide Draft if LIHTC) A. Articles of Incorporation/Organization, Partnership Agreement, or Operating Agreement OrgDocs ☐ ☐ 5-3. Previous Participation Certification A. Active Partners Performance System (APPS) Submission or Form HUD-2530 APPS ☐ ☐ 5-4. Credit Report A. Credit Report CrdtRpt ☐ ☐ B. HUD-92013-Supp Supplement to Application 92013S ☐ ☐ C. Verification of EIN/SSN EIN ☐ ☐ D. Verification of Cash to Close VOD ☐ ☐ 5-5. Property Financial Statements A. Audited/Certified Financial Statement (past 3 years) FinSmt ☐ ☐ B. Certified YTD Financial Statement with Supporting Schedules, if required FinSmtYTD ☐ ☐ C. CPA Review of most recent unaudited Financial Statements, if required CPARvw ☐ ☐ New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Pre-Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A 5-6. HUD-91070M Consolidated Borrower Certifications ConsolCert ☐ ☐ 5-7. Other Funding Sources (Grants/Loans/Tax Credits), if applicable A. Commitment Letter(s) CmLtr ☐ ☐ B. Tax Credit Equity Pay-In Schedule TCEqSch ☐ ☐ C. Executed Tax Credit Reservation Letter TCRes ☐ ☐ D. Source and Uses Statement SUStmt ☐ ☐ E. HUD-2880 Applicant/Recipient Disclosure Report 2880 ☐ ☐ F. Bridge Loan Agreement(s) Bridge ☐ ☐ G. Subsidy Layering Review, if required SLR ☐ ☐ 5-8. Miscellaneous/Other mortgage credit documents MicsMC ☐ ☐ MC Folder 2 (create as many as needed) – Principal, General Contractor, or Management Agent 5-1. Organizational Chart OrgCht ☐ ☐ A. List of Principals Princpl ☐ ☐ B. Resumes Resume ☐ ☐ 5-2. Organizational Documents A. Articles of Incorporation/Organization, Partnership Agreement, or Operating Agreement OrgDocs ☐ ☐ 5-3. Previous Participation Certification A. Active Partners Performance System (APPS) Submission or Form HUD-2530 APPS ☐ ☐ 5-4. Credit Reports A. Credit Report CrdtRpt ☐ ☐ B. HUD-922013-Supp Supplement to Application 92013S ☐ ☐ C. Verification of EIN/SNN EIN ☐ ☐ 5-5. Financial Statements A. Audited/Certified (or CPA-Reviewed, if unaudited) Financial Statement (most recent full year) or HUD-92417 for individuals FinSmt ☐ ☐ B. Certified YTD Financial Statement, if required FinSMtYTD ☐ ☐ C. REO Schedule & Schedule of Mortgage Debt REODebt ☐ ☐ D. Other Business Concerns BusCncrns ☐ ☐ 5-6. Miscellaneous/Other mortgage credit documents MicsMC ☐ ☐ Section 6. Construction and Architectural Documents 6-1. Plans and Specifications A. Plans (PDF) Plans ☐ B. Specification Manual Specs ☐ ☐ 6-2. State, City, or County Approval of Plans, if available PlnApprvl ☐ ☐ 6-3. Soils Report and Foundation Analysis SoilRpt ☐ ☐ 6-4. A. HUD-2328 Contractor’s Cost Breakdown 2328 ☐ ☐ B. Identity-of-Interest Disclosure and 50/75% Rule Disclosure IOIDis5075 ☐ ☐ 6-5. Furniture, Fixtures & Equipment Schedule and Budget FFE ☐ ☐ 6-6. Early Commencement Documents ErlyStrt ☐ ☐ 6-7. Assurance of Completion A. Commitment Letter from Surety SuretyLtr ☐ ☐ B. Commitment Letter from Bank for Letter of Credit LOCCmt ☐ ☐ New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Pre-Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A 6-8. Owner-Architect Agreement (AIA Form B108) and HUD Amendments A. Project Architect B108 ☐ ☐ B. Supervisory Architect SupvB108 ☐ ☐ 6-9. A. Off-site Storage of Approved Building Materials OffSiteStg ☐ ☐ B. Off-site Improvements/Construction OffSiteImp ☐ ☐ 6-10. Design Architect Certification DsgnArchCert ☐ ☐
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.4 Sections 221(d)(4), 220, 231, and 241(a) Checklists — A.4.4.3 Firm Applications
A.4.4.3 Firm Applications A. The following checklist should be used for all New Construction or Substantial Rehabilitation: Project Name: FHA Project #: New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A Section 1: Underwriting 1-1. A. Application Fee Pay.gov Receipt PayGov ☐ B. Transmittal Letter TrsLtr ☐ C. Completed Application Exhibit Checklist Chklst ☐ 1-2. A. HUD-92013-A Lender’s Underwriter’s Narrative LndrNarr ☐ B. Lender Due Diligence Certification LndrCert ☐ C. Lender’s Certification Regarding Lobbying (24 CFR Part 87 Appendix A), and Disclosure Form (Appendix B), if applicable. LndrByrdCert ☐ D. Lender Identity-of-Interest Disclosure IOIDiscl ☐ E. HUD-92013-C FHA Summary Report (Excel) FHARpt ☐ 1.3. Lender’s Underwriting HUD Forms A. HUD-92013 Application for Multifamily Housing Project 92013 ☐ B. HUD-92013-D Reduced MIP Certification 92013D ☐ ☐ C. HUD-92264 Multifamily Summary Appraisal Report (Lender’s version) Lndr92264 ☐ 1. Operating Deficit Calculation IODCalc ☐ ☐ 2. List of Borrower’s Other Fees OtherFee ☐ ☐ 3. List of Contractor’s Other Fees GCOtherFee ☐ ☐ D. HUD-92264-A Supplement to Project Analysis 92264A ☐ 1-4. Waiver Requests A. HUD-2 Request for Waiver HUD2 ☐ ☐ B. Supporting Documentation HUD2Doc ☐ ☐ C. If Section 220, evidence of eligibility 220Elig ☐ ☐ 1-5. Miscellaneous/Other Underwriting Documents MiscUW ☐ ☐ Section 2: Third Party Reports 2-1. Appraisal Report with Supporting Forms (HUD-92273 & 92274) (Appraiser’s version) Appraisal ☐ New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A A. Hud-92264-T Rent Estimates for Low/Moderate Income Units, if applicable 99264T ☐ ☐ 2-2. Market Study MktRpt ☐ ☐ 2-3. Environment Review A. HUD Environmental Review Online System (HEROS) Submission Confirmation Email HEROS ☐ B. Phase I Environmental Site Assessment (ESA) PhaseI ☐ C. Phase II ESA, if applicable PhaseII ☐ ☐ 2-4. Capital Needs Assessment (CNA) A. CNA e-Tool Submission Confirmation E-Mail eTool ☐ B. Relocation Plan, if applicable ReloPlan ☐ ☐ 2-5. Architectural & Cost Analysis Report ArchCostRpt ☐ ☐ 2-6. Engineer or Specialty Reports, if any SpclRpts ☐ ☐ Section 3: Management Agent 3-1. Organizational Chart (only if Identity-of-Interest) MgmtOrgCht ☐ ☐ 3-2. HUD Management Forms A. Resume of Management Agent including Schedule of Managed Properties MgmtRes ☐ ☐ B. HUD-9832 Management Entity Profile 9832 ☐ C. HUD-9839-A, B, or C Certification 9839 ☐ D. Management Plan and Sample Lease MgmtPln ☐ E. Management Agreement MgmtAgmt ☐ F. Evidence of Fidelity Bond Insurance FidelityIns ☐ G. HUD-935.2A Affirmative Fair Housing Marketing Plan (AFHMP) AFHMP ☐ 3-3. Miscellaneous/Other Management Documents MiscMgmt ☐ ☐ Section 4: Property Documents 4-1. A. If Purchase: 1. Purchase & Sale Agreement with Amendments and Extensions SaleCtrt ☐ ☐ B. If Purchased in the last 3 years 1. Purchase Contract or Settlement Statement RecntPrch ☐ ☐ 2. Last Arm’s Length Certification LALStmt ☐ ☐ C. Certification of Outstanding Obligations/Existing Indebtedness CertOutOb ☐ ☐ 4-2. Title & Survey A. Preliminary Tile Report Title ☐ B. Easement and Maintenance Agreements (Existing and Proposed) EaseMainAgt ☐ ☐ C. ALTA/ACSM Land Title Survey Survey ☐ D. HUD-91073M Surveyor’s Report SurvRpt ☐ E. Location Maps and Photographs MapPhoto ☐ 4-3. Evidence of Site Control (e.g. Deed, Lease) SiteCtrl ☐ 4-4. Evidence of Zoning Compliance Zoning ☐ 4-5. Multiple Services and Utility Assurance Letters (if New Construction) A. Electricity Electric ☐ ☐ New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A B. Natural Gas or Oil Gas ☐ ☐ C. Telephone Phone ☐ ☐ D. Cable Television Cable ☐ ☐ E. Internet Internet ☐ ☐ F. Water and Sewer Service, or Report from Official if Private Water/Sewer WtrSwr ☐ ☐ G. Garbage Collection Trash ☐ ☐ H. Storm Sewer StormSwr ☐ ☐ 4-6. Miscellaneous property documents, as applicable A. Section 8 HAP Contract and Rent Schedule HAP ☐ ☐ B. Evidence of Real Estate Tax Abatement/Exemption TaxAbtExp ☐ ☐ C. Commercial Lease(s) CmlLse ☐ ☐ D. Master Lease MstLease ☐ ☐ E. Other property documents MiscProp ☐ ☐ Section 5: Mortgage Credit (separately bound) MC Folder 1 – Borrower 5-1. Organizational Chart OrgCht ☐ A. List of Principals Principal ☐ B. Resumes Resume ☐ 5-2. Organizational Documents (provide Draft if LIHTC) A. Articles of Incorporation/Organization, Partnership Agreement, or Operating Agreement OrgDocs ☐ 5-3. Previous Participation Certification A. Active Partners Performance System (APPS) Submission or Form HUD-2530 APPS ☐ 5-4. Credit Report A. Credit Report CrdtRpt ☐ B. HUD-92013-Supp Supplement to Application 92013S ☐ C. Verification of EIN/SSN EIN ☐ D. Verification of Cash to Close VOD ☐ 5-5. Property Financial Statements A. Audited/Certified Financial Statement (past 3 years) FinSmt ☐ B. Certified YTD Financial Statement with Supporting Schedules, if required FinSmtYTD ☐ ☐ C. CPA Review of most recent unaudited Financial Statements, if required CPARvw ☐ ☐ 5-6. HUD-91070M Consolidated Borrower Certifications ConsolCert ☐ 5-7. Other Funding Sources (Grants/Loans/Tax Credits), if applicable A. Commitment Letter(s) CmLtr ☐ ☐ B. Tax Credit Equity Pay-In Schedule TCEqSch ☐ ☐ C. Executed Tax Credit Reservation Letter TCRes ☐ ☐ D. Source and Uses Statement SUStmt ☐ ☐ E. HUD-2880 Applicant/Recipient Disclosure Report 2880 ☐ ☐ F. Bridge Loan Agreement(s) Bridge ☐ ☐ G. Subsidy Layering Review, if required SLR ☐ ☐ 5-8. Miscellaneous/Other mortgage credit documents MicsMC ☐ ☐ New Construction/Substantial Rehabilitation–Section 221(d)(4), 220, 231, and 241(a) Firm Application Exhibit Checklist Tab No. Exhibit Name File Name Incl. N/A MC Folder 2 (create as many as needed) – Principal, General Contractor, or Management Agent 5-1. Organizational Chart OrgCht ☐ ☐ A. List of Principals Princpl ☐ ☐ B. Resumes Resume ☐ ☐ 5-2. Organizational Documents A. Articles of Incorporation/Organization, Partnership Agreement, or Operating Agreement OrgDocs ☐ ☐ 5-3. Previous Participation Certification A. Active Partners Performance System (APPS) Submission or Form HUD-2530 APPS ☐ ☐ 5-4. Credit Reports A. Credit Report CrdtRpt ☐ ☐ B. HUD-922013-Supp Supplement to Application 92013S ☐ ☐ C. Verification of EIN/SNN EIN ☐ ☐ 5-5. Financial Statements A. Audited/Certified (or CPA-Reviewed, if unaudited) Financial Statement (most recent full year) or HUD-92417 for individuals FinSmt ☐ ☐ B. Certified YTD Financial Statement, if required FinSMtYTD ☐ ☐ C. REO Schedule & Schedule of Mortgage Debt REODebt ☐ ☐ D. Other Business Concerns BusCncrns ☐ ☐ 5-6. Miscellaneous/Other mortgage credit documents MicsMC ☐ ☐ Section 6. Construction and Architectural Documents 6-1. Plans and Specifications A. Plans (PDF) Plans ☐ B. Specification Manual Specs ☐ 6-2. State, City, or County Approval of Plans, if available PlnApprvl ☐ ☐ 6-3. Soils Report and Foundation Analysis SoilRpt ☐ 6-4. A. HUD-2328 Contractor’s Cost Breakdown 2328 ☐ B. Identity-of-Interest Disclosure and 50/75% Rule Disclosure IOIDis5075 ☐ 6-5. Furniture, Fixtures & Equipment Schedule and Budget FFE ☐ ☐ 6-6. Early Commencement Documents ErlyStrt ☐ ☐ 6-7. Assurance of Completion A. Commitment Letter from Surety SuretyLtr ☐ B. Commitment Letter from Bank for Letter of Credit LOCCmt ☐ ☐ 6-8. Owner-Architect Agreement (AIA Form B108) and HUD Amendments A. Project Architect B108 ☐ B. Supervisory Architect SupvB108 ☐ ☐ 6-9. A. Off-site Storage of Approved Building Materials OffSiteStg ☐ ☐ B. Off-site Improvements/Construction OffSiteImp ☐ ☐ 6-10. Design Architect Certification DsgnArchCert ☐
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents — A.4.5 Sample MAP Invitation Letter
A.4.5 Sample MAP Invitation Letter <Date> Mr./Ms.<Name> <Title> <Address> < > < > Dear Mr./Ms. <Name>.: Subject: MAP Invitation Letter Project No:<XXX-XXXXX> Section <SOA> <Project Name> <City, State> This is to inform you that our staff has reviewed the Pre-application materials for the subject proposal and finds it to be worthy of further consideration should you decide to submit a Firm Commitment application for mortgage insurance. There is a market for the proposal based upon our review of the appraisal and market study subject to updating all market assumptions before Firm Commitment. Subject to later confirmation or completion of the HUD environmental review, the site appears acceptable based on our preliminary inspection and the information provided. In the event that you desire to continue with this project and submit an application for Firm Commitment, it is understood that the project will have the following characteristics: Type of Unit Sq. Ft. Number Monthly Market Rental Efficiency One Bedroom Two Bedroom Three Bedroom Four Bedroom Total Equipment and Services included in the rent are: Number of Parking Spaces: Enclosed ____________________ Open ________________ Estimated Monthly Parking Rental $ ___________________ Residential Accessory Income $ ____________________ Commercial Area ____________ sq. ft. Estimated Monthly Rental $ _______________ The operating expense estimate of $___________ per unit per annum is preliminarily acceptable subject to updated and relevant data before the Firm Commitment. The total for all improvements appears to be within a reasonable range. Attached is the current wage decision for this area. Please go to https://beta.sam.gov/ for any updates while preparing your Firm Commitment application. Land value/as-is value will be determined at the Firm Commitment stage. Excess costs resulting from any unusual site conditions identified in the construction cost estimate at the Firm Commitment stage will be deducted from the land value fully improved (with offsite improvements installed). The HUD environmental review and environmental assessment and HUD previous participation (Form HUD-2530) will not be completed until the Firm Commitment package is submitted to HUD. It is important to understand that this letter is not to be construed as a commitment on the part of FHA to insure a mortgage for your proposal. It is intended only to establish general agreement on the basic concept, market, rents, and expenses for your proposal. If the Firm Commitment application submitted is consistent with the Pre-application submission, does not trigger the thresholds for a more extensive review, and no problems arise because of environmental or previous participation issues, HUD should be able to complete its review within the scheduled time. If there are significant changes from the concept agreed to at the Pre-application submission, HUD will need more time to complete an extensive review and will not be bound by the scheduled review time and could result in rejection of the Firm Commitment application. Significant changes would include changes in location, building type, project market, rents, unit number, unit mix or gross project area that could cause a change in income, expense and demand assumptions and/or require a new market study and HUD review. Therefore, you are invited to submit a Firm Commitment application for mortgage insurance on Form HUD-92013, “Application for Multifamily Housing Project”, along with the required MAP lender deliverables, by <insert date 120 days after the date of the letter>. Under MAP, HUD requires an application fee of $3 (30 basis points) per thousand of the mortgage amount; $2 per thousand for market-rate and affordable properties located in qualified opportunity zones, or $1.50 per thousand for broadly affordable properties located in qualified opportunity zones70. The balance due for the application fee must be paid at the Firm Commitment stage, with evidence of payment submitted with the Firm Commitment application. The lender must advise HUD in writing within 30 days of the date of this letter of invitation whether or not it plans to submit an application for the particular project. If the lender fails to notify HUD within the time required, the invitation letter expires, and the lender will be required to repeat the Pre-application process. The application for a Firm Commitment must be submitted within 120 days of the date of the letter of invitation. The Regional or Satellite Office may authorize extensions of up to 90 days past this 120-day limit, but there is no requirement that the extensions be approved. The HUD office will review the circumstances reported by the lender to justify an extension of time. The lender must certify and the Regional or Satellite Office must determine that the request to extend beyond 120-days is not likely to change the underwriting data on which the invitation was based or to undermine the feasibility of the project due to a change in the market or other factors determined at Pre-application. A request for an 70 Housing Notice 2019-07 Incentives for FHA Mortgage Insurance for Properties Located in Opportunity Zones, allows reduced application fees for properties located in qualified opportunity zones. Broadly affordable and affordable in this context are defined in HUD’s Federal Register notice dated March 31, 2016 (81 FR 18473). extension of time beyond the 90-days may be allowed with justifiable cause. These requests must be submitted by the Regional Director to the Director of the Office of Multifamily Development (Headquarters) or his/her designee. The authorization request must provide the additional time requested, the Regional or Satellite Office’s recommendation, and the reasons the extension is needed. Sincerely, <Space for ink signature> < > < > <Underwriter Name> <Job Title> <Office>
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents — A.4.6 Firm Commitment Templates
A.4.6 Firm Commitment Templates A. HUD staff will use the most current versions of the standard Firm Commitment templates published by HUD. Updated versions of the standard Firm Commitment templates for Sections 220, 221(4), 223(a)(7), 223(f), 231, and 241(a) can be found on HUDCLIPS in Housing Notice 2018-03. Further changes to these templates will be announced in future HUD Notices.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.7 FHA Project Number and Fees on Pay.gov — A.4.7.1 Requesting an FHA Project Number
A.4.7 FHA Project Number and Fees on Pay.gov A.4.7.1 Requesting an FHA Project Number A. To request an FHA Project Number for a new application for FHA multifamily mortgage insurance, the Lender must email a completed FHA Project Number Request Form (see below) or the below information on company letterhead to the appropriate HUD Office. B. It is expected that the full application will be submitted within 30 calendar days of the request for the FHA Project Number. C. All requests must include the below information: 1. Application Purpose & Type; Section of the Act – specify the applicable SOA/program (e.g., 221(d)(4), 223(f), 223(a)(7), etc.); Activity – specify the applicable activity (e.g., new construction, substantial rehabilitation, purchase, refinance, improvements, additions); Timing of Insurance – specify Insurance of Advances or Insurance Upon Completion; Application Phase – specify Pre-Application or Firm Commitment Application; MAP or TAP – specify MAP or TAP; If 223(f), provide the date of the final Certificate of Occupancy from the project’s construction or most recent sub rehab; If 241(a), provide the Parent/Primary FHA Project Number of the underlying insured first mortgage loan; Is the property currently HUD insured, held, or owned? – Yes or No; 1) If yes, provide the Superseded FHA Project Number(s) for the existing insured mortgage loan(s) being refinanced; Does the property have a current Section 8 HAP Contract or PRAC? – Yes or No; 1) If yes, provide the Section 8 HAP Contract or PRAC Number 2. Mortgage Information: Borrower Type – specify the applicable borrower type (e.g., Profit-Motivated, Non-Profit, Cooperative, etc.); Lender Name – provide the Lender’s name; Lender ID Number – provide the Lender’s 5-digit Lender ID Number; Mortgage Amount – provide the proposed mortgage amount (subject to change); Permanent Interest Rate – provide the proposed interest rate (subject to change); If 223(f), is Cash Out being requested? – Yes or No; 1) If yes, provide the proposed Cash Out amount (subject to change). 3. Property Information: Project Name – provide the project name (this is the name that will be used for loan closing and servicing); Primary Street Address – provide the primary street address of the project (if the proposed project does not yet have a street address, specify the nearest intersection or provide another location identifier); City – provide the name of the city where the project is located; State – provide the name of the state or commonwealth where the project is located; ZIP Code – provide the ZIP Code where the project is located; County – provide the name of the county where the project is located; Is the project comprised of multiple/scattered sites? – Yes or No; 1) If yes, provide the number of sites and an address for each site; Congressional District – identify the Congressional District where the project is located. 4. Unit Breakdown: Revenue Units – provide the number of revenue units; Non-Revenue Units – provide the number of non-revenue units; Total Units – provide the total number of units; Facility Type – specify Apartments or Cooperative. 5. Special Characteristics: Is the project receiving a Low-Income Housing Tax Credit (LIHTC) equity investment or does it currently have LIHTC use restrictions? – Yes or No; 1) If yes, specify one: a) 4% LIHTC/Tax Exempt Bonds; or b) 9% LIHTC; 2) If yes, also specify one: a) New credits; or b) Existing/prior credits but still under use restriction; 3) If new credits, is the application being submitted under the LIHTC Pilot? (see Notice H 2019- 03) – Yes or No; a) If yes, specify one: i. Expedited Track; or ii. Standard Track. Is the project located in a qualified Opportunity Zone? (see Notice H 2019-10) – Yes or No; 1) If yes, is the project receiving an equity investment from a Qualified Opportunity Fund? – Yes or No; MIP Category – specify the applicable MIP category (refer to the Federal Register) by selecting one: 1) Market; 2) Market/Green; 3) Affordable; 4) Affordable/Green; 5) Broadly Affordable; 6) Broadly Affordable/Green. Upfront MIP % – specify the applicable Upfront MIP %; Annual MIP % – specify the applicable Annual MIP %; Is the project undergoing a simultaneous Rental Assistance Demonstration (RAD) conversion? (see Notice H 2019-09) – Yes or No; Is the project receiving HOME funds as a source of a financing? – Yes or No; Is the project receiving CDBG funds as a source of a financing? – Yes or No; D. A Microsoft Excel version of the FHA Project Number Request Form can be downloaded at: https://www.hud.gov/program_offices/administration/hudclips/guidebooks/hsg-GB4430. E. HUD is currently developing an online portal that will soon be used for FHA Project Number requests, as well as electronic submissions of applications and other documents to HUD. A Mortgagee Letter with details and revised instructions will be issued when the portal is ready for implementation. Until then, the instructions in Appendix 4 should be followed.
MAP Guide (HUD Handbook 4430.G REV-3) Appendix 4 Application Processing Documents > A.4.7 FHA Project Number and Fees on Pay.gov — A.4.7.2 Paying Multifamily Fees on Pay.gov
A.4.7.2 Paying Multifamily Fees on Pay.gov A. Pay.gov must be used for the online payment of the following Multifamily Fees for all FHA multifamily mortgage insurance applications: 1. Application/Exam Fee; 2. Reopening Fee, if required; 3. Upfront MIP; 4. Inspection Fee. A.4.7.2.1 Creating a User Account A. Lenders are to establish their own internal procedures for paying Multifamily Fees through Pay.gov. These procedures will not be dictated by HUD; however, Lenders that are planning to access the Pay.gov public form on a recurring basis may find it useful to create a Pay.gov user account through the self- enrollment process. To create an account, click the “Create an Account” button in the upper right corner at the following website and follow the instructions: https://www.pay.gov/public/home A.4.7.2.2 Completing the Payment Form A. To pay a Multifamily Fee, visit the following website and complete the HUD Office of Multifamily Production Programs Fees form: https://www.pay.gov/public/form/start/67950760. B. The following fields must be carefully completed on the form: 1. Transaction Type – select “Lender”; 2. Transaction Date – this will be populated automatically; 3. FHA Lender Name – enter the Lender’s name (up to 200 characters); 4. FHA Lender Number – enter the Lender’s 5-digit Lender ID Number; 5. FHA Project Number – enter the 8-digit FHA Project Number; 6. Project Name – enter the project name (up to 200 characters); 7. Project City – enter the name of the city where the project is located; 8. Project State – enter the name of the state or commonwealth where the project is located; 9. Program Type – select the appropriate SOA/program type from the pull-down menu; 10. Project Type – select the appropriate activity/project type from the pull-down menu (Note: this selection can only be made after the Program Type has been selected); 11. Does the project have new or existing Low-Income Housing Tax Credits (LIHTC)? – select one: Yes – 4% LIHTC / Tax Exempt Bonds; Yes – 9% LIHTC; No. 12. Is the project located in an Opportunity Zone? – select one: Yes – Market or Affordable; Yes – Broadly Affordable; No. 13. Section of the Act – this 3-digit SOA code will be populated automatically after the Program Type and Project Type have been selected. 14. Fee Type – select the appropriate fee type from the pull-down menu: Application/Exam Fee (fee type 7); Reopening Fee (fee type 6); Upfront Mortgage Insurance Premium (MIP) (fee type 2); Inspection Fee (fee type 6). 15. Fee Amount – enter the correct fee or Upfront MIP amount; 16. Fund – this will populate automatically after the Program Type, Project Type, and Fee Type have been selected. C. After the information has been submitted and accepted, Pay.gov will provide the submitter a receipt of the transaction which includes the information entered into the form and a Pay.gov Tracking ID. The receipt confirms that a payment was processed through Pay.gov but does not confirm that the funds have cleared. ACH transactions generally require one banking business day to settle. In instances of insufficient funds, a supplemental payment will be required. A copy of the receipt must be included in the application or closing package submitted to the HUD Office. If it is later discovered that any of the information that was entered into Pay.gov is incorrect, the lender should notify the HUD Office so that it can be corrected.
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